Regulatory compliance
Licenses & Registrations
Lumina Capital is a globally regulated multi-asset financial brokerage. Our licenses and registrations span multiple jurisdictions, ensuring the highest standards of investor protection and operational transparency.
38+
Active licenses
37+
Jurisdictions
2016
Licensed since
24/7
Compliance team
Our regulatory portfolio
Global Licenses & Registrations
UNITED STATES
U.S. Financial Crimes Enforcement Network
Money Service Business Registration
- Reference No.
- 31000201469839
- Company
- Lumina Capital, LLC
United States, Alabama
State Banking Department
Consumer Credit License
- Reference No.
- MC 22385
- Company
- Lumina Capital, LLC
United States, Alabama
Alabama Securities Commission
Money Transmitter License
- Reference No.
- #769
- Company
- Lumina Capital, LLC
United States, Arizona
Department of Insurance and Financial Institutions
Money Transmitter License
- Reference No.
- MT-1034818
- Company
- Lumina Capital, LLC
United States, Arizona
Department of Insurance and Financial Institutions
Consumer Lender License
- Reference No.
- CL-1017838
- Company
- Lumina Capital, LLC
United States, Arkansas
Arkansas Securities Department
Money Transmitter License
- Reference No.
- FS-1020132KJ
- Company
- Lumina Capital, LLC
United States, California
Department of Financial Protection and Innovation
Financing Law License
- Reference No.
- 60DBQ-119812
- Company
- Lumina Capital, LLC
United States, District of Columbia
Department of Insurance, Securities and Banking
Money Lender License
- Reference No.
- ML 1898544
- Company
- Lumina Capital, LLC
United States, Delaware
Office of the State Bank Commissioner
Lender License
- Reference No.
- 035538
- Company
- Lumina Capital, LLC
United States, Georgia
Department of Banking and Finance
Seller of Payment Instruments License
- Reference No.
- 1799753
- Company
- Lumina Capital, LLC
United States, Idaho
Department of Finance
Regulated Lender License
- Reference No.
- RRL-11385
- Company
- Lumina Capital, LLC
United States, Illinois
Department of Financial and Professional Regulation
Consumer Installment Loan License
- Reference No.
- CI.0014461-H
- Company
- Lumina Capital, LLC
United States, Iowa
Iowa Division of Banking
Money Service License
- Reference No.
- 2022-0009
- Company
- Lumina Capital, LLC
United States, Kansas
Office of the State Bank Commissioner
Supervised Loan License
- Reference No.
- SL.0026405
- Company
- Lumina Capital, LLC
United States, Maryland
Commissioner of Financial Regulation
Installment Loan License
- Reference No.
- 03-1898745
- Company
- Lumina Capital, LLC
United States, Maryland
Commissioner of Financial Regulation
Money Transmitter License
- Reference No.
- 1898755
- Company
- Lumina Capital, LLC
United States, Minnesota
Department of Commerce
Regulated Loan Company License
- Reference No.
- MN-RL-1996754
- Company
- Lumina Capital, LLC
United States, Minnesota
Department of Commerce
Money Transmitter License
- Reference No.
- MN-MT-1848786
- Company
- Lumina Capital, LLC
United States, Mississippi
Department of Banking and Consumer Finance
Money Transmitter License
- Reference No.
- 1898643
- Company
- Lumina Capital, LLC
United States, Missouri
Division of Finance
Sale of Checks & Money Transmitter License
- Reference No.
- MO-23-8913
- Company
- Lumina Capital, LLC
United States, Montana
Division of Banking and Financial Institutions
Consumer Loan License
- Reference No.
- 1877754
- Company
- Lumina Capital, LLC
United States, New Hampshire
Banking Department
Small Loan Lender License
- Reference No.
- 23521-SM
- Company
- Lumina Capital, LLC
United States, New Hampshire
Banking Department
Money Transmitter License
- Reference No.
- 24189-MT
- Company
- Lumina Capital, LLC
United States, North Dakota
Department of Financial Institutions
Money Broker License
- Reference No.
- MB104829
- Company
- Lumina Capital, LLC
United States, North Dakota
Department of Financial Institutions
Money Transmitter License
- Reference No.
- MT104944
- Company
- Lumina Capital, LLC
United States, Oregon
Division of Financial Regulation
Consumer Finance License
- Reference No.
- 1998556
- Company
- Lumina Capital, LLC
United States, Oregon
Division of Financial Regulation
Money Transmitter License
- Reference No.
- 1878845
- Company
- Lumina Capital, LLC
United States, Pennsylvania
Department of Banking and Securities
Money Transmitter License
- Reference No.
- 94060
- Company
- Lumina Capital, LLC
United States, South Dakota
Division of Banking
Money Transmitter License
- Reference No.
- 1878745.MT
- Company
- Lumina Capital, LLC
United States, Utah
Department of Financial Institutions
Consumer Credit Notification
- Reference No.
- 1898755
- Company
- Lumina Capital, LLC
United States, West Virginia
West Virginia Division of Financial Institutions
Money Transmitter License
- Reference No.
- WVMT-1899654
- Company
- Lumina Capital, LLC
United States, Wyoming
Department of Audit
Consumer Lender License
- Reference No.
- CL-4229
- Company
- Lumina Capital, LLC
Canada
Financial Transactions and Reports Analysis Centre of Canada
Money Service Business Registration
- Reference No.
- M20280268
- Company
- Lumina Capital, LLC
Canada
Financial Transactions and Reports Analysis Centre of Canada
Money Service Business Registration
- Reference No.
- M21199887
- Company
- Lumina Capital, LLC
Switzerland
SO-FIT
Affiliated Member of the Recognized Self-Regulatory Organization “SO-FIT” - Geneva
- Reference No.
- CE No: BGE181
- Company
- Lumina Capital, LLC
Australia
Australian Securities and Investment Commission
Registration as Foreign Company
- Reference No.
- 647054530
- Company
- Lumina Capital, LLC
Hong Kong
Companies Registry
Trust or Company Service Provider License
- Reference No.
- TC017446
- Company
- Lumina Capital, LLC
Lithuania
Financial Crime Investigation Service
Registration as Virtual Currency Exchange Operator and Depository Virtual Currency Wallet Operator
- Reference No.
- M-01898643
- Company
- MICRO STRATEGY Services UAB
Why it matters
What LUMINA CAPITAL Regulation Means For You
Being licensed across multiple jurisdictions isn't just about compliance — it's about the protections, transparency, and accountability it provides to every client.
Multi-jurisdiction Regulation
Licensed and registered across multiple jurisdictions, providing comprehensive global client coverage and cross-border protection.
Investor Protection
Full compliance with local investor protection frameworks, disclosure requirements, and financial conduct standards.
Transparent Oversight
All registration details and status are publicly verifiable through official regulatory databases in each jurisdiction.
Secure Operations
Operational, AML, and security standards are continually aligned with the evolving expectations of each regulatory body.
Regulated · Secure · Trusted
Trade with a Regulated Broker
Open your account today and trade across 8 asset classes with the peace of mind that comes from a multi-jurisdiction regulated platform.